AFB Annual Regulatory Conference – Session 5: The Senior Managers & Certification Regime Review – What Can Subsidiaries and Branches Expect?

The Senior Managers & Certification Regime Review – What Can Subsidiaries and Branches Expect?
Panel Discussion and Q&A

Philip Read, Director, Regulatory Change, National Australia Bank
Adam Dalziel, Vice President, Head of UK Framework, Conduct Office, Northern Trust
Adam Jamieson, Partner, Ashurst

Chaired by Christopher Atkinson, Managing Director, Promontory Financial Group

This session covered:

• The HM Treasury Call for Evidence (which can be read here) and the PRA/FCA Discussion Paper (which can be read here)
• Whether and how the SM&CR improves accountability
• Enforcement of the SM&CR
• What could be changed to improve the current regime