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AFB Seminar: How to Conduct a Culture Audit?

This in-person seminar by EY will discuss how firms should conduct culture audits and the supervisory expectations of the UK regulators. The session will look at audit methodology in general and focus on the following key topics:

a)     How to define organisational culture  

b)     The terms of reference of a typical audit of organisational culture, including case studies

c)     The steps internal audit functions should take in preparing for culture audits

d)     the views of the UK regulators

Who should attend?

This session is aimed at internal audit functions of AFB members.

What will members gain for use at their bank?

  • An understanding of how UK regulators approach culture audits of financial services organisations
  • An awareness of how organisational culture can be defined
  • An insight into best practice through the presentation and exploration of industry case studies

Speaker

Linda Epstein – Linda leads culture services within the EY UK Financial Services People Consulting team based in London.​ Linda has extensive experience delivering culture and people strategy projects for many organisations across the UK and global finance services industry. Linda’s experience includes leading programmes focussed on culture audit, culture transformation and leadership development in the financial services sector, typically in response to regulatory action from the FCA and PRA.

Logistics

Cost:           Included in AFB membership (no fee)

Location:    EY Canary Wharf, 25 Churchill Place, E14 5EY

Date:           Tuesday, 22 October 2024

Time:           09:00 – 10:15 (refreshments/ networking from 08:30)

Attendance at the seminar will be limited to 40 (two representatives per bank).

Please note, you will receive a confirmation of your booking via email within 24 hours.  Should you not receive a confirmation, please contact AFB to double check if your booking was successful.

If you would like to submit a question or have any specific areas that you would like the session to address, please send them to the AFB at secretariat@foreignbanks.org.uk. You will receive details on how to join this in-person Workshop a week before the event.