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This Masterclass was been developed in conjunction with A&O Shearman for existing established Senior Manager Function holders (SMFs) performing different designations at AFB member firms.
The session included the following:
- content and updates delivered directly by A&O Shearman experts
- discussion and peer learning with fellow attendees and participants
- guided case studies/scenarios to explore relevant themes and illustrate key messages/lessons learned from the last 12 months
AFB Masterclass: Impact of Recent Enforcement Cases and Supervisory Activity on Senior Managers Regime Compliance
This masterclass was specifically designed for existing established SMFs across all different SMF designations looking to develop their knowledge of important aspects of the Senior Managers Certification Regime (SM&CR).
The course provided an update on the key developments to the operation of the regime in the previous 12 months and, in particular, outline how SMFs should seek to demonstrate reasonable steps. It also drew together themes and trends from enforcement cases, speeches, supervisory messaging in relation to thematic reviews and policy developments.
This course has now taken place. If you would like to register your interest on a future cohort, please contact the AFB secretariat using the link below.
